Electronic Delivery Of Account Statements Sec

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34-42728 - SEC

    https://www.sec.gov/rules/interp/34-42728.htm
    May 04, 2000 · 111 This could arise either when an issuer is conducting an electronic-only offering, or when an issuer is conducting a traditional offering, but certain members of the underwriting syndicate that are online brokers offer only electronic delivery. 112 See Securities Act Rule 174.

SEC.gov SEC Modernizes the Delivery of Fund Reports and ...

    https://www.sec.gov/news/press-release/2018-103
    Jun 05, 2018 · Funds will be permitted to satisfy their delivery obligations for shareholder reports by mailing reports in paper, delivering reports electronically to investors who have chosen this method under the Commission’s electronic delivery guidance, providing notice and website accessibility under rule 30e-3, or a combination of the above.

SEC’s E-Delivery Rule is a Common Sense Reform for Investors

    https://www.uschamber.com/series/above-the-fold/sec-s-e-delivery-rule-common-sense-reform-investors
    Despite all of this, the SEC’s proposal to enhance investor freedom has somehow become controversial. Opponents of the e-delivery rule say that investors who rely on paper statements will be left at a disadvantage and will not be able to access important information.

Notice to Members 98-03 FINRA.org

    https://www.finra.org/rules-guidance/notices/98-03
    Rule 2340 (a) (Customer Account Statements) requires delivery of a statement of account containing a description of any securities positions, money balances, or account activity to each customer whose account had a security position, money balance, or account activity during the period since the last statement was sent to the customer (see May ...

Electronic Delivery Cincinnati Financial Corporation

    https://cincinnatifinancialcorporation.gcs-web.com/shareholder-information/electronic-delivery
    You can change your consent for electronic delivery at any time. Registered shareholders who own shares directly in your name and have set up an online shareholder account with our transfer agent, Equiniti Trust Company, may sign into your account on EQ …

Electronic delivery of annual reports and proxy statements ...

    https://ir.usbank.com/investor-relations/shareholder-information/electronic-delivery
    Electronic delivery of annual reports and proxy statements; ... SPECIAL NOTE: To receive electronic delivery for ALL of your accounts, you must enroll for electronic delivery for EACH account in which you hold U.S. Bancorp stock. For example, if you have U.S. Bancorp shares held in your own name, U.S. Bancorp shares in a brokerage account and U ...

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