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https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · The 1995 Release stated that consent to electronic delivery could relate to all documents to be delivered by or on behalf of a single issuer. 24 The 1995 Release also stated that an issuer could rely on consent obtained by a broker-dealer or other market intermediary. 25 Some securities lawyers have questioned the permissible scope of consents that are obtained by broker-dealers or banks (or their agents) from investors who hold securities …
https://www.sec.gov/rules/final/33-7912.htm
Lastly, in connection with the delivery of a proxy statement or information statement, when directors are being elected, these companies must send security holders an annual report. 12 As a result of ownership of securities by individuals through different types of accounts, such as brokerage accounts, individual retirement accounts and custodial accounts for minors, duplicate copies of these documents often are delivered …
https://www.uschamber.com/series/above-the-fold/sec-s-e-delivery-rule-common-sense-reform-investors
Such is the case with Securities and Exchange Commission (SEC) proposed Rule 30e-3, referred to as the “e-delivery rule.” The rule is pretty simple: it would give mutual fund shareholders the option of accessing their shareholder reports and other relevant documents online instead of having to receive paper statements in the mail.
https://www.sec.gov/rules/sro/finra/2009/34-59921.pdf
Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change. FINRA is proposing to adopt NASD Rule 2340 (Customer Account Statements) with certain changes as FINRA Rule 2231 in the new consolidated FINRA rulebook (“Consolidated FINRA Rulebook”).
http://www.advisorsolutionsgroup.com/wp-content/uploads/documents/COMPLIANCE_SUMMARY_ELECTRONIC_DELIVERY_2012-04-13.pdf
Apr 13, 2012 · Electronic Delivery of Information The SEC, in several interpretive, letters has provided general positions regarding how investment advisers may fulfill various disclosure and delivery of information requirements through the use of electronic media .
https://www.finra.org/sites/default/files/NoticeDocument/p004749.pdf
Rule 2340(a) (Customer Account Statements) requires delivery of a statement of account containing a description of any securities posi-tions, money balances, or account activity to each customer whose account had a security position, money balance, or account activity during the period since the last state-ment was sent to the customer (see
https://www.fidelity.com/bin-public/060_www_fidelity_com/documents/fidelity/electronic-delivery-agreement.pdf
electronic delivery agreement (Agreement), and select the Agree, Yes, and/or Open Account button to consent to electronic delivery of documents pertaining to all your Fidelity accounts with respect to which electronic delivery is an option.
https://www.sec.gov/divisions/investment/custody_faq_030510.htm
Oct 12, 2017 · A: If the related person is a natural person and is both the legal and beneficial owner (e.g., he or she is not the trustee of another person) of the account and the beneficial owner for purposes of the securities laws, this related person's access to his or her own …
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