Delivery Summary Prospectus

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Mutual Fund Summary Prospectus Definition and Uses

    https://www.thebalance.com/the-summary-prospectus-2466681
    Oct 31, 2019 · A summary prospectus is what the name implies -- a summarized version of the full prospectus. If you have read a prospectus, you would be in the minority of investors who can even say what it is and what it is used for.

Delivery of Prospectus: Rules & Requirements Study.com

    https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
    Prospectus Delivery. The purpose of a prospectus is to inform the public so that an investor makes an informed decision knowing the risks of the investment.

Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    summary prospectus with different contact information for various intermediaries and distribution channels, it may file only one form with an exhibit showing the varying information.

Requirements for Prospectus Delivery Mutual Funds ...

    https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
    Prospectus Delivery The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can...

SEC.gov SEC Adopts Investor Disclosure Improvements for ...

    https://www.sec.gov/news/press-release/2020-57
    Mar 11, 2020 · A summary prospectus is a concise, reader-friendly summary of key facts about the contract. More-detailed information about the variable annuity or variable life insurance contract will be available online, and an investor can choose to have that information delivered in paper or electronic format at no charge.

Summary Prospectus and New Prospectus Delivery Option for ...

    http://www.klgates.com/summary-prospectus-and-new-prospectus-delivery-option-for-mutual-funds-02-05-2009/
    Feb 05, 2009 · The new rules call for a new summary section (Summary Section) to be placed at the beginning of the statutorily required full prospectus, and provide that a mutual fund may satisfy its prospectus delivery obligation by providing an investor a "Summary Prospectus" containing substantially the same information that is in the Summary Section and making other disclosure …

Prospectus for the public offering - Delivery Hero

    https://ir.deliveryhero.com/websites/delivery/English/9999/pdf-download.html?filename=Delivery_Hero_AG-Prospectus-June_19_2017.pdf&lg=en
    I. SUMMARY OF THE PROSPECTUS Summaries are made up of disclosure requirements known as elements (“Elements”). These Elements are numbered in Sections A – E (A.1 – E.7). This summary contains all the Elements required to be included in a summary for this type of security and issuer. Because some Elements are not required to be addressed, there may

17 CFR § 240.15c2-8 - Delivery of prospectus. CFR US ...

    https://www.law.cornell.edu/cfr/text/17/240.15c2-8
    § 240.15c2-8 Delivery of prospectus. (a) It shall constitute a deceptive act or practice, as those terms are used in section 15(c)(2) of the Act, for a broker or dealer to participate in a distribution of securities with respect to which a registration statement has been filed under the Securities Act of 1933 unless he complies with the requirements set forth in paragraphs (b) through (h) of this section .

Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual funds are also required to send the statutory

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