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https://www.law.cornell.edu/cfr/text/17/240.15c2-8
§ 240.15c2-8 Delivery of prospectus. (a) It shall constitute a deceptive act or practice, as those terms are used in section 15(c)(2) of the Act, for a broker or dealer to participate in a distribution of securities with respect to which a registration statement has been filed under the Securities Act of 1933 unless he complies with the requirements set forth in paragraphs (b) through (h) of this section .
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
the requirements for the prospectus which will meet the requirements. of section 10(a) of the 1933 Act and which must be delivered to. all purchasers of a fund’s shares (referred to as the “statutory. prospectus”).
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
What Is a Preliminary Official Statement (POS)? Delivery of Prospectus: Rules & Requirements Next Lesson. Notice of Sale for Municipal Securities: Definition & Components; Regulation D Offerings ...
https://www.securitieslawyer101.com/2014/prospectus-delivery-requirements/
In IPO’s, a final prospectus must be delivered to all investors with or before they purchase the security being offered. Final prospectus delivery obligations are satisfied when the Company files its final prospectus meeting the requirements of Section 10(a) of …
https://www.finra.org/rules-guidance/notices/95-42
80/ This interpretation of paragraph (b) is consistent with the longstanding staff position that delivery of a final prospectus at least 48 hours prior to sending the confirmation is required in cases where no preliminary prospectus is circulated and the offering is sold solely on the basis of a final prospectus.
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can access the complete prospectus.
https://www.sec.gov/rules/final/2009/33-8998.pdf
prospectus. The Commission is also adopting rule amendments that permit a person to satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site.
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