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https://www.law.cornell.edu/cfr/text/17/240.15c2-8
§ 240.15c2-8 Delivery of prospectus. (a) It shall constitute a deceptive act or practice, as those terms are used in section 15(c)(2) of the Act, for a broker or dealer to participate in a distribution of securities with respect to which a registration statement has been filed under the Securities Act of 1933 unless he complies with the requirements set forth in paragraphs (b) through (h) of this section .
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
Prospectus Delivery. The purpose of a prospectus is to inform the public so that an investor makes an informed decision knowing the risks of the investment.
https://www.law.cornell.edu/cfr/text/17/230.172
§ 230.172 Delivery of prospectuses. (a) Sending confirmations and notices of allocations. After the effective date of a registration statement, the following are exempt from the provisions of section 5(b)(1) of the Act if the conditions set forth in paragraph (c) of this section are satisfied:
https://www.securitieslawyer101.com/2014/prospectus-delivery-requirements/
In IPO’s, a final prospectus must be delivered to all investors with or before they purchase the security being offered. Final prospectus delivery obligations are satisfied when the Company files its final prospectus meeting the requirements of Section 10(a) of the Securities Act on the SEC’s Edgar system.
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can...
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
the requirements for the prospectus which will meet the requirements. of section 10(a) of the 1933 Act and which must be delivered to. all purchasers of a fund’s shares (referred to as the “statutory. prospectus”).
https://www.investopedia.com/terms/p/prospectus.asp
A prospectus is a formal document that is required by and filed with the Securities and Exchange Commission (SEC) that provides details about an investment offering for sale to the public....
http://media.mofo.com/files/uploads/Images/130726-FINRA-Late-Prospectus.pdf
the delivery of a prospectus by asking the customer in an annual survey whether it had been delivered. The other firm had a system that required the customer to sign for the prospectus upon delivery of the security, but did notFile Size: 59KB
https://www.sec.gov/rules/final/2009/33-8998.pdf
prospectus. The Commission is also adopting rule amendments that permit a person to satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site.
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