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https://www.investopedia.com/terms/b/brochurerule.asp
May 23, 2021 · The brochure rule states that the required information must be provided to new clients at least 48 hours before entering into an advisory contract. Advisors must give existing clients a new ...
https://www.nasaa.org/wp-content/uploads/2011/07/IA-Brochure-Rule.pdf
NASAA Brochure Rule Requirements for Investment Advisers . Model Rule 203(b)-1 . Adopted 9/3/87; Amended 9/11/2011 . ... Not less than 48 hours prior to entering into any advisory contract with such client or prospective client; or (B) At the time of entering into any such contract, if the advisory client has a …
https://www.law.cornell.edu/cfr/text/17/275.204-3
(a) General requirements. If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1].(b) Delivery requirements. Subject to paragraph (g), you (or a supervised person acting on your behalf) must:
https://www.theodysseyonline.com/48-hour-rule
Mar 07, 2018 · The 48-hour rule will help you so much if you decide to use it. 48-hours may save you from saying something you may regret and turning a situation from bad to worse. Report this Content. This article has not been reviewed by Odyssey HQ and …Estimated Reading Time: 5 mins
https://www.sec.gov/about/forms/formadv-part2.pdf
Brochure. and . Brochure Supplements . General Instructions for Part 2 of Form ADV . Under SEC and similar state rules you are required to deliver to . clients. and prospective . clients. a . brochure. disclosing information about your firm. You also may be required to deliver a . brochure supplement. disclosing information about one or more of ...
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