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https://www.sec.gov/investment/laws-and-rules
May 13, 2020 · Investment Company Act of 1940. This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and …
https://www.act.org/content/act/en/contact-act.html
Monday 8:00 am - 8:00 pm CT. 6:00 am – 11:00 am CT. Tuesday 8:00 am - 8:00 pm CT. Wednesday 8:00 am - 8:00 pm CT. Thursday 8:00 am - 8:00 pm CT. Friday 8:00 am - 8:00 pm …
https://gov.texas.gov/uploads/files/organization/financial-services/PFIA-Overview.pdf
Short Title – Public Funds Investment Act. 3 Chapter 2256, Government Code • 003. Authority to Invest Funds – (1) Local Government – (2) State Agency – (3) Nonprofit …File Size: 293KB
https://www.fdic.gov/regulations/resources/director/presentations/cra.pdf
The Community Reinvestment Act (CRA) is a law intended to encourage depository institutions to help meet the credit needs of the communities in which they operate …
https://www.occ.gov/topics/consumers-and-communities/cra/index-cra.html
The Community Reinvestment Act of 1977 (CRA) encourages certain insured depository institutions to help meet the credit needs of the communities in which they are …
https://www.fdic.gov/resources/supervision-and-examinations/consumer-compliance-examination-manual/documents/8/viii-5-1.pdf
• Telemarketing calls can only be made between the hours of 8 a.m. and 9 p.m. (local time at the called party’s location). [47 CFR 64.1200(c)(1)] • All telemarketers …
https://www.investopedia.com/terms/i/investadvact.asp
Aug 23, 2021 · The Investment Advisers Act of 1940 is a U.S. federal law that regulates and defines the role and responsibilities of an investment advisor /adviser. 1. Prompted …
https://www.investopedia.com/terms/b/brochurerule.asp
May 23, 2021 · The Investment Advisers Act of 1940 requires investment advisors to provide a written disclosure statement to their clients. Background information, disclosure of …
https://about.vanguard.com/contact-us.html
Monday–Friday 8:30 a.m. to 9 p.m., Eastern time. Are you a plan sponsor or institutional consultant? 800-523-1036. Are you calling on behalf of a nonprofit …
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