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https://www.sec.gov/news/press-release/2020-57
Mar 11, 2020 · The new rule permits a person to satisfy its prospectus delivery obligations under the Securities Act for a variable contract by providing a summary prospectus to investors and making the statutory prospectus available online.
https://www.annuities.prudential.com/investor/invprospectus
This and other important information is contained in the prospectus, which can be obtained on the prospectus page or from your financial professional. Please read the prospectus carefully before investing. Annuity contracts contain exclusions, limitations, reductions of …
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
A prospectus must be given to investors prior to investing in many different situations in the investment industry. This lesson discusses the rules pertaining to delivering prospectuses to investors.
https://www.naic.org/store/free/MDL-245.pdf
K. “Registered product” means an annuity contract or life insurance policy subject to the prospectus delivery requirements of the Securities Act of 1933. Drafting Note: Registered products include, but are not limited to, contingent deferred annuities.
https://www.sec.gov/rules/final/2009/33-8998.pdf
satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual funds are also required to send the statutory
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
the requirements for the prospectus which will meet the requirements. of section 10(a) of the 1933 Act and which must be delivered to. all purchasers of a fund’s shares (referred to as the “statutory. prospectus”).
https://www.finra.org/rules-guidance/key-topics/variable-annuities
May 08, 2018 · Among the rule’s key requirements, a registered representative, when recommending a deferred variable annuity transaction, must reasonably believe the customer has been informed of the various features of this type of annuity, such as a surrender charge, potential tax penalties, various fees and costs, and market risk.
https://www.jdsupra.com/legalnews/sec-proposes-summary-prospectus-rule-84371/
Nov 30, 2018 · Initial Summary Prospectus Under the Summary Prospectus Rule, an initial summary prospectus may describe only a single contract[2] that the registrant currently offers for sale, and would be required to include certain information,...
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