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https://www.sec.gov/rules/concept/33-7288.txt
In addition, the Commission believes that broker-dealers, transfer agents, and investment advisers may satisfy their delivery obligations under the Exchange Act and the Advisers Act by using electronic media as an alternative to paper-based media.-- This interpretation is intended to provide broker-dealers, transfer agents, and investment advisers with guidance in using electronic media to satisfy delivery …
https://www.law.cornell.edu/cfr/text/17/275.204-3
If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1]. (b) Delivery requirements. Subject to paragraph (g), you (or a supervised person acting on your behalf) must:
https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · 111 This could arise either when an issuer is conducting an electronic-only offering, or when an issuer is conducting a traditional offering, but certain members of the underwriting syndicate that are online brokers offer only electronic delivery. 112 See Securities Act Rule 174.
https://www.morganlewis.com/-/media/files/publication/outside-publication/article/compcorner_electronicdeliveryformadv.ashx
Advisers Act of 1940 (“Advisers Act”) to deliver information to clients, including Form ADV. Under the SEC’s guidance, an adviser must be able to show that it meets three requirements when effecting delivery electronically: notice, access, and evidence of delivery (or, in lieu of evidence of delivery…
https://www.federalregister.gov/documents/1996/05/15/96-12176/use-of-electronic-media-by-broker-dealers-transfer-agents-and-investment-advisers-for-delivery-of
The Securities and Exchange Commission (``Commission'') is publishing its views with respect to the use of electronic media by broker-dealers, transfer agents, and investment advisers to deliver information as required under the Securities Exchange Act of 1934 and the Investment Advisers Act of...
https://www.sec.gov/rules/proposed/2018/34-83063-appendix-b.pdf
Initial delivery. You must give a relationship summary to each retail investor, if you are an investment adviser, before or at the time you enter into an investment advisory agreement with the retail investor, or if you are a broker-dealer, before or at the time the retail investor first engages your services. See SEC Advisers Act rule 204-5(b)(1) and
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