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https://www.sec.gov/rules/final/33-8591.pdf
VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3.
http://lafayetteinvestments.com/vision/prosdel_methods.html
PROSPECTUS DELIVERY METHODS. Important prospectus delivery information for customers of Lafayette Investments, Inc. In January 2008, First Clearing and Lafayette Investments, Inc. adopted the “Access Equals Delivery” (AED) model which presumes that investors have access to the Internet, and permits securities issuers and their intermediaries to satisfy their prospectus delivery ...
https://www.law.cornell.edu/cfr/text/17/230.172
Delivery of prospectuses. 17 CFR § 230.172 - Delivery of prospectuses. ... of the Act precede or accompany the carrying or delivery of a security in a registered offering is satisfied if the conditions in ... of this section shall not apply to transactions by dealers requiring delivery of a final prospectus pursuant to section 4(3) of the ...
http://www.stblaw.com/content/News/News364_3.pdf
Prospectus Delivery Reforms The Reforms will implement a new “access equals delivery” model for final prospectuses. The final prospectus delivery obligations of issuers, brokers and dealers will generally be satisfied by the filing of the final prospectus with the SEC, rather than by delivery of …
https://www.dwpv.com/en/Insights/Publications/2020/Access-Equals-Delivery-Model
The Canadian Securities Administrators (CSA) has published a consultation paper seeking input on the potential implementation of an “access equals delivery” model – an electronic access alternative for satisfying prospectus and other documentary delivery obligations under Canadian securities legislation. If implemented, this model would be a substantial step forward in achieving the CSA ...
https://www.osc.gov.on.ca/en/SecuritiesLaw_csa_20200109_51-405_fund-reporting-issuers.htm
Jan 09, 2020 · We note that access equals delivery models have been implemented for prospectuses in the U.S., the European Union and Australia. Please refer to Annex A of this Consultation Paper for further information. Some stakeholders are supportive of implementing an access equals delivery model for …
https://www.sec.gov/rules/petitions/2018/petn4-734.pdf
the Commission's on-line EDGAR System, the "access equals delivery" model implemented a delivery regime which permits issuers to satisfy their prospectus delivery requirements as long as they file a final prospectus with the Commission, or make a good faith and reasonable effort to file such final prospectus, by the required prospectus filing date.
https://www.mayerbrown.com/public_docs/webinar_sorr_24Aug05_color.pdf
Prospectus Delivery • “Access equals delivery” model adopted subject to conditions (Rule 172) • Requirement under Section 5 to have a prospectus precede or accompany delivery of a security satisfied by filing the prospectus if Registration statement effective and not …
https://www.mondaq.com/canada/securities/885976/canadian-securities-regulators-seek-feedback-on-access-equals-delivery-model-for-prospectuses-and-other-documents
Jan 22, 2020 · The access equals delivery model being considered by the CSA would deem public access to a prospectus or other relevant document as sufficient for meeting delivery obligations to investors under Canadian securities legislation. Specifically, delivery would be effected once (i) the document has been filed with the applicable Canadian securities ...
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Requirements for Prospectus Delivery Mutual Funds. By: Patrick Gleeson, Ph. D., ... along with a toll-free number and an e-mail address where they can access the complete prospectus. Within three ...
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